The REGATTA CAPITAL GROUP, LLC is a privately held investment adviser that advises $1.55Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. REGATTA CAPITAL GROUP, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 127.29% over the last 5-years.
The Group has been registered with the SEC for 18.73 years and is comprised of 1 filing and 0 relying advisers. They operate out of 4 office locations with their Headquarters at 880 APOLLO ST. SUITE 129, EL SEGUNDO, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 18 employees comprised of 14 investment and 4 non-investment staff. The total number of Employees increased by 50% over the last 5-years.
Their $1.55Bn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 73 other accounts. Assets of High Net Worth Individuals clients own $1.14Bn or 73.38% of Total Assets and Individuals own $192.03mn or 12.38% of Total Assets.
The Group's top investment strategies include Early Stage, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
REGATTA CAPITAL GROUP, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.