The REGENCY CAPITAL MANAGEMENT is a privately held investment adviser that advises $364.07mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. REGENCY CAPITAL MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 33.08% over the last 5-years.
The Group has been registered with the SEC for 5.49 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 1001 BISHOP STREET SUITE 1090, HONOLULU, HAWAII. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 2 investment and 3 non-investment staff. The total number of Employees increased by 25% over the last 5-years.
Their $364.07mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 10 other accounts. Assets of High Net Worth Individuals clients own $326.11mn or 89.57% of Total Assets and Individuals own $17.77mn or 4.88% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
REGENCY CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.