The REGAL INVESTMENT ADVISORS LLC is a privately held investment adviser that advises $2.88Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. REGAL INVESTMENT ADVISORS LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 48.57% over the last 5-years.
The Group has been registered with the SEC for 15.79 years and is comprised of 1 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 2687 44TH STREET SE, KENTWOOD, MICHIGAN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 131 employees comprised of 118 investment and 13 non-investment staff. The total number of Employees decreased by 2.24% over the last 5-years.
Their $2.88Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 82 other accounts. Assets of Individuals clients own $1.59Bn or 55.37% of Total Assets and High Net Worth Individuals own $1.14Bn or 39.67% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
REGAL INVESTMENT ADVISORS LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.