The SOVEREIGN FINANCIAL GROUP is a privately held investment adviser that advises $1.1Bn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. SOVEREIGN FINANCIAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 128.19% over the last 5-years.
The Group has been registered with the SEC for 7.5 years and is comprised of 1 filing and 0 relying advisers. They operate out of 11 office locations with their Headquarters at 35 WEST BROAD STREET SUITE 100, STAMFORD, CONNECTICUT. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 31 employees comprised of 23 investment and 8 non-investment staff. The total number of Employees increased by 138.46% over the last 5-years.
Their $1.1Bn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 24 other accounts. Assets of High Net Worth Individuals clients own $769.01mn or 69.82% of Total Assets and Individuals own $294.57mn or 26.74% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
SOVEREIGN FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.