The SOUTHWIND ASSOCIATES is a privately held investment adviser that advises $299.12mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SOUTHWIND ASSOCIATES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 7.06% over the last 5-years.
The Group has been registered with the SEC for 26.36 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at PO BOX 606, CRESSKILL, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 4 employees comprised of 1 investment and 3 non-investment staff. The total number of Employees decreased by 20% over the last 5-years.
Their $299.12mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 2 other accounts. Assets of Charitable Organizations clients own $144.99mn or 48.47% of Total Assets and High Net Worth Individuals own $124.76mn or 41.71% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Charitable Organizations and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
SOUTHWIND ASSOCIATES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.