The SOUTHWESTERN INVESTMENT ADVISORY SERVICES is a privately held investment adviser that advises $8.49Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SOUTHWESTERN INVESTMENT ADVISORY SERVICES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 126.79% over the last 5-years.
The Group has been registered with the SEC for 10.07 years and is comprised of 1 filing and 0 relying advisers. They operate out of 12 office locations with their Headquarters at 701 COOL SPRINGS BLVD SUITE 500, FRANKLIN, TENNESSEE. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 195 employees comprised of 100 investment and 95 non-investment staff. The total number of Employees increased by 225% over the last 5-years.
Their $8.49Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 65 other accounts. Assets of High Net Worth Individuals clients own $5.03Bn or 59.23% of Total Assets and Individuals own $3.39Bn or 40% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
SOUTHWESTERN INVESTMENT ADVISORY SERVICES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.