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LEO WEALTH MANAGEMENT

Business and Investment Profile

The LEO WEALTH MANAGEMENT is a privately held investment adviser that advises $33mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. LEO WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets remained the same over the last few years.

Regulatory Profile

The Group has been registered with the SEC for 0.93 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1110 SOUTH AVENUE EXECUTIVE SUITES, STATEN ISLAND, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 1 employees comprised of 1 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $33mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 1 other account. Assets of Individuals clients own $17.26mn or 52.32% of Total Assets and High Net Worth Individuals own $15.6mn or 47.27% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

LEO WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: LEO WEALTH MANAGEMENT

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Keywords: LEO Wealth Management, LEO
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