The SHEAFF BROCK GROUP is a privately held investment adviser that advises $76.7mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. SHEAFF BROCK GROUP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 94.97% over the last 5-years.
The Group has been registered with the SEC for 24.38 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 580 E. CARMEL DR. SUITE 350, CARMEL, INDIANA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 7 employees comprised of 3 investment and 4 non-investment staff. The total number of Employees decreased by 87.93% over the last 5-years.
Their $76.7mn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $76.7mn or 100% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 1 types of clients, top clients are Investment Companies (IC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
SHEAFF BROCK GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.