Provided by Convergence Inc.
Institutional intelligence for the asset management industry

USA FINANCIAL SECURITIES GROUP

Business and Investment Profile

The USA FINANCIAL SECURITIES GROUP is a privately held investment adviser that advises $2.47Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. USA FINANCIAL SECURITIES GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 115.1% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 19.51 years and is comprised of 3 filing and 0 relying advisers. They operate out of 27 office locations with their Headquarters at 6020 EAST FULTON STREET, ADA, MICHIGAN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 248 employees comprised of 138 investment and 110 non-investment staff. The total number of Employees increased by 3.33% over the last 5-years.

Asset Profile

Their $2.47Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 8 other accounts. Assets of Individuals clients own $2.15Bn or 87.11% of Total Assets and High Net Worth Individuals own $312.84mn or 12.68% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

USA FINANCIAL SECURITIES GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: USA FINANCIAL SECURITIES GROUP

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: USA Financial Securities Group, USA Financial Exchange, USA Financial Formulas, USA Financial Securities, Exchange, Formulas
Generated 2026-09-12T06:48:44.1413089.  © 2026 Convergence.