MIRAE ASSET GLOBAL INVESTMENTS

Business and Investment Profile

The MIRAE ASSET GLOBAL INVESTMENTS is a privately held investment adviser that advises $335.51Bn in regulatory assets under management held in 2 SEC fund types across 8 investment strategies. MIRAE ASSET GLOBAL INVESTMENTS is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 359.5% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.28 years and is comprised of 4 filing and 0 relying advisers. They operate out of 8 office locations with their Headquarters at 605 THIRD AVENUE 43RD FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 17 US and Non-US bodies.

Employee Profile

They have 237 employees comprised of 65 investment and 172 non-investment staff. The total number of Employees increased by 27.42% over the last 5-years.

Asset Profile

Their $335.51Bn in assets advised are owned by 191 private funds, 1,157 public funds and BDCs and 2 other accounts. Assets of Investment Companies (IC) clients own $316.53Bn or 94.34% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $18.75Bn or 5.59% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, Multi Strat and FI/Credit - Diverse, representing 73.41%, 12.55% and 12.13% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 21 Fund Administrators, 3 Fund Auditors, 1 Prime Brokers, 30 Custodians and 6 Marketers. It does not report a third-party Fund Administrator in 96 private funds with $24.16Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

MIRAE ASSET GLOBAL INVESTMENTS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.