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ONE OAK

Business and Investment Profile

The ONE OAK is a privately held investment adviser that advises $111.47mn in regulatory assets under management held in 1 SEC fund types across 0 investment strategies. ONE OAK is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets remained the same over the last few years.

Regulatory Profile

The Group has been registered with the SEC for 0.28 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 7 employees comprised of 3 investment and 4 non-investment staff. The total number of Employees increased by 600% over the last 1-years.

Asset Profile

Their $111.47mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 13 other accounts. Assets of High Net Worth Individuals clients own $70.14mn or 62.93% of Total Assets and Charitable Organizations own $40.24mn or 36.09% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

ONE OAK names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ONE OAK

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Keywords: ONE OAK, ONE OAK Holdings, OAK, ONE
Generated 2026-09-12T06:53:24.175128.  © 2026 Convergence.