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OCM PRIVATE WEALTH

Business and Investment Profile

The OCM PRIVATE WEALTH is a privately held investment adviser that advises $404.71mn in regulatory assets under management held in 3 SEC fund types across 2 investment strategies. OCM PRIVATE WEALTH is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 175.18% over the last 1-years.

Regulatory Profile

The Group has been registered with the SEC for 1.88 years and is comprised of 1 filing and 0 relying advisers. They operate out of 6 office locations with their Headquarters at 401 N. MICHIGAN AVENUE SUITE 610, CHICAGO, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 8 employees comprised of 8 investment and 0 non-investment staff. The total number of Employees increased by 60% over the last 1-years.

Asset Profile

Their $404.71mn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 7 other accounts. Assets of High Net Worth Individuals clients own $275.44mn or 68.06% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $74.64mn or 18.44% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO and Multi Strat, representing 91.42% and 8.58% of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $63.01mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

OCM PRIVATE WEALTH names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: OCM PRIVATE WEALTH

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Keywords: OCM Private Wealth, OCM
Generated 2026-09-12T06:50:52.977041.  © 2026 Convergence.