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FIRST PRINCIPLES INVESTMENT MANAGER

Business and Investment Profile

The FIRST PRINCIPLES INVESTMENT MANAGER is a privately held investment adviser that advises $30.33mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. FIRST PRINCIPLES INVESTMENT MANAGER is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 106.36% over the last 4-years.

Regulatory Profile

The Group has been registered with the SEC for 4.82 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 11 PARKWOOD LN, BASKING RIDGE, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Asset Profile

Their $30.33mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $30.33mn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Emerging Markets, representing 100% of total assets, respectively.

Client Profile

They advise Hybrid Fund fund type.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group does not disclose any type of fee.

Sub-Advisers

FIRST PRINCIPLES INVESTMENT MANAGER names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: FIRST PRINCIPLES INVESTMENT MANAGER

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Keywords: First Principles Investment Manager, First, Principles
Generated 2026-09-12T06:54:20.5320031.  © 2026 Convergence.