The FIRST GLOBAL is a privately held investment adviser that advises $492.45mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. FIRST GLOBAL is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 37.92% over the last 5-years.
The Group has been registered with the SEC for 5.22 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 46 STATION ROAD, NORTH WEST LONDON, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 5 US and Non-US bodies.
They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees decreased by 25% over the last 5-years.
Their $492.45mn in assets advised are owned by 2 private funds, 6 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $466.45mn or 94.72% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $11.65mn or 2.36% of Total Assets.
The Group's top investment strategies include Multi Strat, FI/Credit - Diverse and Long/Short Equity, representing 77%, 18.63% and 4.37% of total assets, respectively.
They advise 4 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
FIRST GLOBAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.