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ALPHA RIA

Business and Investment Profile

The ALPHA RIA is a privately held investment adviser that advises $571.17mn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. ALPHA RIA is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 1,772.68% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 5.23 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 40 WALL STREET, 28TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 2 employees comprised of 1 investment and 1 non-investment staff. The total number of Employees increased by 100% over the last 5-years.

Asset Profile

Their $571.17mn in assets advised are owned by 8 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $508.88mn or 89.09% of Total Assets and High Net Worth Individuals own $54.13mn or 9.48% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Real Estate and Long/Short Equity, representing 98.42% and 1.58% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

ALPHA RIA names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ALPHA RIA

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Keywords: Alpha RIA, Alpha, RIA
Generated 2026-09-12T06:50:19.1885377.  © 2026 Convergence.