The CALDERWOOD FINANCIAL STRATEGIES is a privately held investment adviser that advises $228.53mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CALDERWOOD FINANCIAL STRATEGIES is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 11.93% over the last 4-years.
The Group has been registered with the SEC for 5.3 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 510 BERING DRIVE SUITE 540, HOUSTON, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 3 investment and 2 non-investment staff. The total number of Employees increased by 400% over the last 5-years.
Their $228.53mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 24 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $180.24mn or 78.87% of Total Assets and High Net Worth Individuals own $44.26mn or 19.37% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
CALDERWOOD FINANCIAL STRATEGIES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.