The ROC PARTNERS is a privately held investment adviser that advises $681.06mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. ROC PARTNERS is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 125.63% over the last 5-years.
The Group has been registered with the SEC for 11.15 years and is comprised of 3 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at LEVEL 4 11 YOUNG STREET, SYDNEY, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 5 US and Non-US bodies.
They have 10 employees comprised of 4 investment and 6 non-investment staff. The total number of Employees increased by 25% over the last 5-years.
Their $681.06mn in assets advised are owned by 13 private funds, 2 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $681.06mn or 100% of Total Assets and Investment Companies (IC) own $0 or 0% of Total Assets.
The Group's top investment strategies include Emerging Markets and Traditional LBO, representing 95.02% and 4.98% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees.
ROC PARTNERS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.