The JASON A PRATTES FINANCIAL is a privately held investment adviser that advises $243.55mn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. JASON A PRATTES FINANCIAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 145.24% over the last 5-years.
The Group has been registered with the SEC for 4.28 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 3 investment and 2 non-investment staff. The total number of Employees increased by 25% over the last 5-years.
Their $243.55mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 9 other accounts. Assets of High Net Worth Individuals clients own $143.81mn or 59.05% of Total Assets and Pension and Profit Sharing Plans-Private own $60.14mn or 24.69% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Pension and Profit Sharing Plans-Private.
The Group uses 2 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
JASON A PRATTES FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.