The COMPASS WEALTH PLANNING is a privately held investment adviser that advises $172mn in regulatory assets under management held in 1 SEC fund types across 4 investment strategies. COMPASS WEALTH PLANNING is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 842.53% over the last 5-years.
The Group has been registered with the SEC for 0.83 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 16427 NORTH SCOTTSDALE ROAD SUITE 410, SCOTTSDALE, ARIZONA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 10 employees comprised of 2 investment and 8 non-investment staff. The total number of Employees increased by 400% over the last 5-years.
Their $172mn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $91.35mn or 53.11% of Total Assets and High Net Worth Individuals own $80.49mn or 46.8% of Total Assets.
The Group's top investment strategies include Early Stage, Infrastructure and Real Estate, representing 53.81%, 35.71% and 5.45% of total assets, respectively.
They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
COMPASS WEALTH PLANNING names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.