The SPOUTING ROCK FINANCIAL is a privately held investment adviser that advises $1.48Bn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. SPOUTING ROCK FINANCIAL is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets decreased by 52.28% over the last 5-years.
The Group has been registered with the SEC for 38.49 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 3025 JOHN F. KENNEDY BLVD SUITE 270, PHILADELPHIA, PENNSYLVANIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 5 US and Non-US bodies.
They have 16 employees comprised of 12 investment and 4 non-investment staff. The total number of Employees decreased by 75.38% over the last 5-years.
Their $1.48Bn in assets advised are owned by 2 private funds, 2 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $111.3mn or 7.54% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $89.34mn or 6.05% of Total Assets.
The Group's top investment strategies include Long/Short Equity and FI/Credit - Diverse, representing 82.3% and 17.7% of total assets, respectively.
They advise 3 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
SPOUTING ROCK FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.