The DOUGHERTY FINANCIAL GROUP is a publicly held investment adviser that advises $45.95Bn in regulatory assets under management held in 4 SEC fund types across 6 investment strategies. DOUGHERTY FINANCIAL GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 19.22% over the last 5-years.
The Group has been registered with the SEC for 14.92 years and is comprised of 7 filing and 2 relying advisers. They operate out of 25 office locations with their Headquarters at 217 N SANGAMON ST SUITE 700, CHICAGO, ILLINOIS. The Group has been subject to regulatory enforcement actions. They are regulated by 10 US and Non-US bodies.
They have 588 employees comprised of 354 investment and 234 non-investment staff. The total number of Employees increased by 35.17% over the last 5-years.
Their $45.95Bn in assets advised are owned by 83 private funds, 4 public funds and BDCs and 9 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $40.25Bn or 87.6% of Total Assets and Investment Companies (IC) own $4.7Bn or 10.23% of Total Assets.
The Group's top investment strategies include Real Estate, Infrastructure and Multi Strat, representing 50.45%, 24.57% and 14.04% of total assets, respectively.
They advise 6 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 8 Fund Administrators, 7 Fund Auditors, 0 Prime Brokers, 10 Custodians and 13 Marketers. It does not report a third-party Fund Administrator in 18 private funds with $6.31Bn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
DOUGHERTY FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.