The NORTHERN LIGHTS CAPITAL GROUP is a privately held investment adviser that advises $1.14Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. NORTHERN LIGHTS CAPITAL GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 31.76% over the last 5-years.
The Group has been registered with the SEC for 16.92 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 2679 W. MAIN STREET, SUITE 300, LITTLETON, COLORADO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees decreased by 89.29% over the last 5-years.
Their $1.14Bn in assets advised are owned by 8 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.14Bn or 100% of Total Assets.
The Group's top investment strategies include Fund of Funds, representing 100% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
NORTHERN LIGHTS CAPITAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.