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SOLUTIONS 4 WEALTH

Business and Investment Profile

The SOLUTIONS 4 WEALTH is a privately held investment adviser that advises $188.44mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SOLUTIONS 4 WEALTH is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 66.91% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 5.18 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 566 NORTH KIMBALL AVE SUITE 120, SOUTHLAKE, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 5 employees comprised of 5 investment and 0 non-investment staff. The total number of Employees decreased by 28.57% over the last 5-years.

Asset Profile

Their $188.44mn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 6 other accounts. Assets of High Net Worth Individuals clients own $160.09mn or 84.95% of Total Assets and Individuals own $25.63mn or 13.6% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Real Estate, representing 100% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $1.61mn in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

SOLUTIONS 4 WEALTH names 1 sub-adviser S4W FUND ADVISOR LLC to 1 different fund advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SOLUTIONS 4 WEALTH

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Keywords: Solutions 4 Wealth
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