The DISCIPLINED ALPHA LLC is a privately held investment adviser that advises $36.9mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. DISCIPLINED ALPHA LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 65% over the last 5-years.
The Group has been registered with the SEC for 13.31 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at ONE MARINA PARK DRIVE SUITE 1410, BOSTON, MASSACHUSETTS. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 3 employees comprised of 3 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $36.9mn in assets advised are owned by 2 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $33.82mn or 91.66% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $3.08mn or 8.34% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, management fees and performance-based fees.
DISCIPLINED ALPHA LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.