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SPLIT ROCK PRIVATE TRADING WEALTH MANAGEMENT

Business and Investment Profile

The SPLIT ROCK PRIVATE TRADING WEALTH MANAGEMENT is a privately held investment adviser that advises $360.59mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. SPLIT ROCK PRIVATE TRADING WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 162.8% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 5.81 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 105 ARCH ST, CLOQUET, MINNESOTA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 6 employees comprised of 5 investment and 1 non-investment staff. The total number of Employees increased by 20% over the last 5-years.

Asset Profile

Their $360.59mn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Individuals clients own $165.54mn or 45.91% of Total Assets and High Net Worth Individuals own $129.61mn or 35.94% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

SPLIT ROCK PRIVATE TRADING WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SPLIT ROCK PRIVATE TRADING WEALTH MANAGEMENT

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Generated 2026-09-12T06:51:05.9215196.  © 2026 Convergence.