The CASTELLAN GROUP is a privately held investment adviser that advises $882.23mn in regulatory assets under management held in 3 SEC fund types across 3 investment strategies. CASTELLAN GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 487.38% over the last 5-years.
The Group has been registered with the SEC for 5.83 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 2011 LAKE POINT WAY SUITE 001, LOUISVILLE, KENTUCKY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 8 employees comprised of 4 investment and 4 non-investment staff. The total number of Employees increased by 100% over the last 5-years.
Their $882.23mn in assets advised are owned by 9 private funds, 2 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $650.88mn or 73.78% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $59.9mn or 6.79% of Total Assets.
The Group's top investment strategies include Early Stage, Opportunity Zones and Traditional LBO, representing 65.71%, 28.65% and 5.64% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 8 private funds with $59.9mn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
CASTELLAN GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.