The SARATOGA GROUP is a privately held investment adviser that advises $1.9Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. SARATOGA GROUP is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 58.57% over the last 5-years.
The Group has been registered with the SEC for 16.39 years and is comprised of 2 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 535 MADISON AVENUE 4TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 35 employees comprised of 28 investment and 7 non-investment staff. The total number of Employees increased by 84.21% over the last 5-years.
Their $1.9Bn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 0 other accounts. Assets of Business Development Companies (BDC) clients own $1.89Bn or 99.34% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $12.47mn or 0.66% of Total Assets.
The Group's top investment strategies include FI/Credit - Lending and Traditional LBO, representing 96.9% and 3.1% of total assets, respectively.
They advise 2 types of clients, top clients are Business Development Companies (BDC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $389.58mn in assets.
The Group discloses management fees and performance-based fees.
SARATOGA GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.