Provided by Convergence Inc.
Institutional intelligence for the asset management industry

PRELUDE CAPITAL MANAGEMENT

Business and Investment Profile

The PRELUDE CAPITAL MANAGEMENT is a privately held investment adviser that advises $2.42Bn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. PRELUDE CAPITAL MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 70.28% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 14.35 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 600 LEXINGTON AVE 20TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 32 employees comprised of 11 investment and 21 non-investment staff. The total number of Employees decreased by 25.58% over the last 5-years.

Asset Profile

Their $2.42Bn in assets advised are owned by 18 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $2.42Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Fund of Funds, representing 100% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 11 Prime Brokers, 17 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $15.11mn in assets.

Fee Profile

The Group discloses fixed fees and performance-based fees.

Sub-Advisers

PRELUDE CAPITAL MANAGEMENT names 1 sub-adviser CONFIDENTIAL TREATMENT REQUEST SUBMITTED PURSUANT TO ADVISERS ACTION SECTION 210(A). to 5 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: PRELUDE CAPITAL MANAGEMENT

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Prelude Capital Management, Prelude
Generated 2026-09-12T06:48:45.3924047.  © 2026 Convergence.