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WILLIAMS CAPITAL MANAGEMENT, LLC

Business and Investment Profile

The WILLIAMS CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $405.78mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. WILLIAMS CAPITAL MANAGEMENT, LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 373.37% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 23.88 years and is comprised of 1 filing and 1 relying advisers. They operate out of 4 office locations with their Headquarters at 100 WALL STREET 18TH FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 10 employees comprised of 4 investment and 6 non-investment staff. The total number of Employees increased by 25% over the last 5-years.

Asset Profile

Their $405.78mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 5 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $208.68mn or 51.43% of Total Assets and Government Entities and Pension Plans own $178.17mn or 43.91% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 50.47% and 49.53% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Government Entities and Pension Plans.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

WILLIAMS CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: WILLIAMS CAPITAL MANAGEMENT, LLC

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Keywords: Williams Capital Management, SWS Capital Management, SWS, Williams
Generated 2026-09-12T06:50:52.5918486.  © 2026 Convergence.