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TD PRIVATE CLIENT WEALTH LLC

Business and Investment Profile

The TD PRIVATE CLIENT WEALTH LLC is a publicly held investment adviser that advises $42.32Bn in regulatory assets under management held in 2 SEC fund types across 4 investment strategies. TD PRIVATE CLIENT WEALTH LLC is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets decreased by 80.08% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 29 years and is comprised of 3 filing and 0 relying advisers. They operate out of 32 office locations with their Headquarters at 1 VANDERBILT AVENUE 23RD FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 25 US and Non-US bodies.

Employee Profile

They have 831 employees comprised of 592 investment and 239 non-investment staff. The total number of Employees increased by 39.66% over the last 5-years.

Asset Profile

Their $42.32Bn in assets advised are owned by 35 private funds, 16 public funds and BDCs and 369 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $15.99Bn or 37.79% of Total Assets and Investment Companies (IC) own $8.96Bn or 21.18% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Traditional LBO, representing 55.84%, 40.8% and 1.94% of total assets, respectively.

Client Profile

They advise 10 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).

Service Provider Profile

The Group uses 8 Fund Administrators, 3 Fund Auditors, 0 Prime Brokers, 6 Custodians and 11 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

TD PRIVATE CLIENT WEALTH LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: TD PRIVATE CLIENT WEALTH LLC

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Keywords: TD Private Client Wealth, Epoch Investment Partners, Healthcare Royalty Management, Epoch, Healthcare, Royalty
Generated 2026-09-12T06:47:50.8590142.  © 2026 Convergence.