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SUNBELT SECURITIES, INC.

Business and Investment Profile

The SUNBELT SECURITIES, INC. is a privately held investment adviser that advises $2.64Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SUNBELT SECURITIES, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 168.16% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 16.11 years and is comprised of 1 filing and 0 relying advisers. They operate out of 16 office locations with their Headquarters at 2700 POST OAK BLVD STE 1700, HOUSTON, TEXAS. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 68 employees comprised of 68 investment and 0 non-investment staff. The total number of Employees increased by 6.25% over the last 5-years.

Asset Profile

Their $2.64Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 43 other accounts. Assets of Individuals clients own $2.11Bn or 79.92% of Total Assets and High Net Worth Individuals own $481.07mn or 18.22% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

SUNBELT SECURITIES, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SUNBELT SECURITIES, INC.

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Keywords: Sunbelt Securities, Sunbelt
Generated 2026-09-12T06:48:41.7804617.  © 2026 Convergence.