The SAXON SECURITIES LLC is a privately held investment adviser that advises $94.63mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SAXON SECURITIES LLC is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets decreased by 77.77% over the last 5-years.
The Group has been registered with the SEC for 12.51 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 611 GATEWAY BOULEVARD SUITE 120 #1003, SAN FRANCISCO, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 2 employees comprised of 1 investment and 1 non-investment staff. The total number of Employees decreased by 75% over the last 5-years.
Their $94.63mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 24 other accounts. Assets of Corporations or Other Businesses clients own $36.12mn or 38.16% of Total Assets and Other Investment Advisers own $29.35mn or 31.02% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Corporations or Other Businesses and Other Investment Advisers.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
SAXON SECURITIES LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.