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SAX WEALTH ADVISORS, LLC

Business and Investment Profile

The SAX WEALTH ADVISORS, LLC is a privately held investment adviser that advises $3.62Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SAX WEALTH ADVISORS, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 230.71% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.43 years and is comprised of 1 filing and 0 relying advisers. They operate out of 10 office locations with their Headquarters at 389 INTERPACE PARKWAY SUITE 3, PARSIPPANY, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 39 employees comprised of 37 investment and 2 non-investment staff. The total number of Employees increased by 225% over the last 5-years.

Asset Profile

Their $3.62Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 59 other accounts. Assets of High Net Worth Individuals clients own $2.85Bn or 78.72% of Total Assets and Individuals own $551.89mn or 15.26% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

SAX WEALTH ADVISORS, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SAX WEALTH ADVISORS, LLC

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Keywords: SAX Wealth Advisors, SAX
Generated 2026-09-12T06:48:30.5546373.  © 2026 Convergence.