The SARATOGA CAPITAL MANAGEMENT,LLC is a privately held investment adviser that advises $143.3mn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. SARATOGA CAPITAL MANAGEMENT,LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 90.08% over the last 5-years.
The Group has been registered with the SEC for 32.21 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 12725 W INDIAN SCHOOL ROAD SUITE E-101, AVONDALE, ARIZONA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 4 employees comprised of 3 investment and 1 non-investment staff. The total number of Employees decreased by 33.33% over the last 5-years.
Their $143.3mn in assets advised are owned by 0 private funds, 14 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $143.3mn or 100% of Total Assets.
The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Multi Strat, representing 85.07%, 8.03% and 6.91% of total assets, respectively.
They advise 1 types of clients, top clients are Investment Companies (IC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
SARATOGA CAPITAL MANAGEMENT,LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.