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RK ASSET MANAGEMENT, LLC

Business and Investment Profile

The RK ASSET MANAGEMENT, LLC is a privately held investment adviser that advises $107.02mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. RK ASSET MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 12.58% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 12.55 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 1 employees comprised of 1 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $107.02mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 24 other accounts. Assets of High Net Worth Individuals clients own $61.61mn or 57.56% of Total Assets and Other Investment Advisers own $40.54mn or 37.88% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are High Net Worth Individuals and Other Investment Advisers.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

RK ASSET MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: RK ASSET MANAGEMENT, LLC

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Keywords: RK Asset Management
Generated 2026-09-12T06:53:28.6196131.  © 2026 Convergence.