The PUTTERMAN, DEAN ELIOT is a privately held investment adviser that advises $324.48mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. PUTTERMAN, DEAN ELIOT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 10.61% over the last 5-years.
The Group has been registered with the SEC for 22.33 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 99 DETERING, SUITE 140, HOUSTON, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 2 employees comprised of 1 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.
Their $324.48mn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $299.21mn or 92.21% of Total Assets and Investment Companies (IC) own $0 or 0% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing nan% of total assets, respectively.
They advise 2 types of clients, top clients are High Net Worth Individuals and Investment Companies (IC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
PUTTERMAN, DEAN ELIOT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.