The PROSPERA FINANCIAL SERVICES, INC. is a privately held investment adviser that advises $12.15Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. PROSPERA FINANCIAL SERVICES, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 260.66% over the last 5-years.
The Group has been registered with the SEC for 20.51 years and is comprised of 1 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 5429 LBJ FREEWAY SUITE 750, DALLAS, TEXAS. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 333 employees comprised of 207 investment and 126 non-investment staff. The total number of Employees increased by 67.34% over the last 5-years.
Their $12.15Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 392 other accounts. Assets of High Net Worth Individuals clients own $5.69Bn or 46.86% of Total Assets and Individuals own $5.03Bn or 41.41% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
PROSPERA FINANCIAL SERVICES, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.