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PHILOSMITH CAPITAL CORPORATION

Business and Investment Profile

The PHILOSMITH CAPITAL CORPORATION is a privately held investment adviser that advises $380.48mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. PHILOSMITH CAPITAL CORPORATION is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 69.86% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 14.28 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at SIX LANDMARK SQUARE, STAMFORD, CONNECTICUT. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 9 employees comprised of 6 investment and 3 non-investment staff. The total number of Employees increased by 50% over the last 5-years.

Asset Profile

Their $380.48mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 2 other accounts. Assets of Insurance Companies clients own $341.27mn or 89.69% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $39.21mn or 10.31% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Insurance Companies and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $39.21mn in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

PHILOSMITH CAPITAL CORPORATION names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: PHILOSMITH CAPITAL CORPORATION

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Keywords: Philosmith Capital, Philosmith
Generated 2026-09-12T06:50:59.7869833.  © 2026 Convergence.