The PFG INVESTMENTS, LLC is a privately held investment adviser that advises $3.7Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. PFG INVESTMENTS, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 206.73% over the last 5-years.
The Group has been registered with the SEC for 34.68 years and is comprised of 2 filing and 0 relying advisers. They operate out of 84 office locations with their Headquarters at 125 FROEHLICH FARM BLVD., WOODBURY, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 217 employees comprised of 191 investment and 26 non-investment staff. The total number of Employees increased by 93.75% over the last 5-years.
Their $3.7Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 312 other accounts. Assets of Individuals clients own $1.98Bn or 53.42% of Total Assets and High Net Worth Individuals own $1.63Bn or 43.98% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
PFG INVESTMENTS, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.