The OPTIMA ASSET MANAGEMENT INC is a privately held investment adviser that advises $817.04mn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. OPTIMA ASSET MANAGEMENT INC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 66.7% over the last 5-years.
The Group has been registered with the SEC for 30.07 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 8144 WALNUT HILL LANE SUITE 1180, DALLAS, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 2 employees comprised of 2 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $817.04mn in assets advised are owned by 0 private funds, 2 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $653.11mn or 79.94% of Total Assets and Investment Companies (IC) own $159.63mn or 19.54% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Long/Short Equity, representing 72.37% and 27.63% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Investment Companies (IC).
The Group uses 1 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
OPTIMA ASSET MANAGEMENT INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.