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MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Business and Investment Profile

The MUTUAL OF OMAHA INVESTOR SERVICES, INC. is a privately held investment adviser that advises $32.04mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. MUTUAL OF OMAHA INVESTOR SERVICES, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 220.13% over the last 4-years.

Regulatory Profile

The Group has been registered with the SEC for 24.02 years and is comprised of 1 filing and 0 relying advisers. They operate out of 26 office locations with their Headquarters at 3300 MUTUAL OF OMAHA PLAZA, OMAHA, NEBRASKA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 285 employees comprised of 285 investment and 0 non-investment staff. The total number of Employees decreased by 28.75% over the last 5-years.

Asset Profile

Their $32.04mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 145 other accounts. Assets of High Net Worth Individuals clients own $23.57mn or 73.59% of Total Assets and Individuals own $8.46mn or 26.41% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

MUTUAL OF OMAHA INVESTOR SERVICES, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: MUTUAL OF OMAHA INVESTOR SERVICES, INC.

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Keywords: Mutual of Omaha Investor Services, Mutual, Omaha
Generated 2026-09-12T06:54:18.9624684.  © 2026 Convergence.