The LPL FINANCIAL GROUP is a publicly held investment adviser that advises $1,056.71Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. LPL FINANCIAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 149.52% over the last 5-years.
The Group has been registered with the SEC for 50.97 years and is comprised of 3 filing and 0 relying advisers. They operate out of 70 office locations with their Headquarters at 1055 LPL WAY, FORT MILL, SOUTH CAROLINA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 51,294 employees comprised of 43,422 investment and 7,872 non-investment staff. The total number of Employees increased by 67.08% over the last 5-years.
Their $1,056.71Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 29,076 other accounts. Assets of High Net Worth Individuals clients own $674.09Bn or 63.79% of Total Assets and Individuals own $336.85Bn or 31.88% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
LPL FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.