The GALLOWAY ASSET MANAGEMENT LLC is a privately held investment adviser that advises $17.88mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. GALLOWAY ASSET MANAGEMENT LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 96.72% over the last 5-years.
The Group has been registered with the SEC for 18.38 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1138 N ALMA SCHOOL RD SUITE 201, MESA, ARIZONA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 31 employees comprised of 23 investment and 8 non-investment staff. The total number of Employees decreased by 3.12% over the last 5-years.
Their $17.88mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients total $17.88mn or 100% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 1 types of clients, top clients are Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
GALLOWAY ASSET MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.