The DLG WEALTH MANAGEMENT LLC is a privately held investment adviser that advises $611.73mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. DLG WEALTH MANAGEMENT LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 243.3% over the last 5-years.
The Group has been registered with the SEC for 17.03 years and is comprised of 1 filing and 0 relying advisers. They operate out of 10 office locations with their Headquarters at 85 RAILROAD PLACE SUITE 101A, SARATOGA SPRINGS, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 26 employees comprised of 22 investment and 4 non-investment staff. The total number of Employees increased by 73.33% over the last 5-years.
Their $611.73mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 25 other accounts. Assets of Other Investment Advisers clients own $212.38mn or 34.72% of Total Assets and High Net Worth Individuals own $205.81mn or 33.64% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are Other Investment Advisers and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
DLG WEALTH MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.