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DIVERSIFIED FINANCIAL ADVISORS, LLC

Business and Investment Profile

The DIVERSIFIED FINANCIAL ADVISORS, LLC is a privately held investment adviser that advises $585.89mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. DIVERSIFIED FINANCIAL ADVISORS, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 41.49% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 16.9 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 14323 SOUTH OUTER FORTY RD SUITE 210 SOUTH, TOWN AND COUNTRY, MISSOURI. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 3 employees comprised of 3 investment and 0 non-investment staff. The total number of Employees decreased by 40% over the last 5-years.

Asset Profile

Their $585.89mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 131 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $386.4mn or 65.95% of Total Assets and Individuals own $124.54mn or 21.26% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Pension and Profit Sharing Plans-Private and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

DIVERSIFIED FINANCIAL ADVISORS, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: DIVERSIFIED FINANCIAL ADVISORS, LLC

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Keywords: Diversified Financial Advisors
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