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CGC FINANCIAL SERVICES, LLC

Business and Investment Profile

The CGC FINANCIAL SERVICES, LLC is a privately held investment adviser that advises $875.78mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CGC FINANCIAL SERVICES, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 49.88% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 12.7 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 5 CENTERPOINTE DR SUITE 550, LAKE OSWEGO, OREGON. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 13 employees comprised of 5 investment and 8 non-investment staff. The total number of Employees increased by 8.33% over the last 5-years.

Asset Profile

Their $875.78mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 11 other accounts. Assets of High Net Worth Individuals clients own $461.16mn or 52.66% of Total Assets and Individuals own $388.17mn or 44.32% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

CGC FINANCIAL SERVICES, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: CGC FINANCIAL SERVICES, LLC

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Keywords: CGC Financial Services, CGC
Generated 2026-09-12T06:49:41.9330933.  © 2026 Convergence.