The CAPE INVESTMENT ADVISORY, INC. is a privately held investment adviser that advises $545.58mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CAPE INVESTMENT ADVISORY, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 135.31% over the last 5-years.
The Group has been registered with the SEC for 16.27 years and is comprised of 2 filing and 0 relying advisers. They operate out of 17 office locations with their Headquarters at 1600 PENNSYLVANIA AVE., MCDONOUGH, GEORGIA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 43 employees comprised of 33 investment and 10 non-investment staff. The total number of Employees decreased by 15.69% over the last 5-years.
Their $545.58mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 11 other accounts. Assets of High Net Worth Individuals clients own $315.66mn or 57.86% of Total Assets and Individuals own $213.87mn or 39.2% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
CAPE INVESTMENT ADVISORY, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.