The BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC is a privately held investment adviser that advises $10.22Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 152.31% over the last 5-years.
The Group has been registered with the SEC for 20.46 years and is comprised of 3 filing and 0 relying advisers. They operate out of 65 office locations with their Headquarters at 4135 NW URBANDALE DR, URBANDALE, IOWA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 574 employees comprised of 479 investment and 95 non-investment staff. The total number of Employees increased by 38.98% over the last 5-years.
Their $10.22Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 286 other accounts. Assets of High Net Worth Individuals clients own $4.17Bn or 40.75% of Total Assets and Individuals own $3.47Bn or 33.91% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.