Provided by Convergence Inc.
Institutional intelligence for the asset management industry

AUSDAL FINANCIAL PARTNERS, INC.

Business and Investment Profile

The AUSDAL FINANCIAL PARTNERS, INC. is a privately held investment adviser that advises $3.73Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. AUSDAL FINANCIAL PARTNERS, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 178.45% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.16 years and is comprised of 1 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 5187 UTICA RIDGE RD, DAVENPORT, IOWA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 306 employees comprised of 168 investment and 138 non-investment staff. The total number of Employees increased by 19.53% over the last 5-years.

Asset Profile

Their $3.73Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 136 other accounts. Assets of High Net Worth Individuals clients own $2.06Bn or 55.29% of Total Assets and Individuals own $1.57Bn or 41.95% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

AUSDAL FINANCIAL PARTNERS, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: AUSDAL FINANCIAL PARTNERS, INC.

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Ausdal Financial Partners, Ausdal
Generated 2026-09-12T06:48:29.7993495.  © 2026 Convergence.