The 1492 CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $274.63mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. 1492 CAPITAL MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 45.98% over the last 5-years.
The Group has been registered with the SEC for 17 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 111 EAST WISCONSIN AVENUE SUITE 1300, MILWAUKEE, WISCONSIN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 5 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $274.63mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 13 other accounts. Assets of High Net Worth Individuals clients own $153.75mn or 55.99% of Total Assets and Corporations or Other Businesses own $84.21mn or 30.66% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Corporations or Other Businesses.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
1492 CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.